In response to the China Securities Regulatory Commission’s initiative to enhance the internal compliance risk awareness and define the position of a “Watchman” on the capital market, KPMG Huazhen LLP invited Jingtian & Gongcheng partner of Securities – Siyuan Liu to present topical training “What is Due Diligence in the Securities Regulatory Commission’s Eyes?” for the partners of KPMG. Mrs. Liu used an actual case of an account that received administrative penalties by China Securities Regulatory Commission to analyze the thinking process how the commission regulated that account. She offered helpful advice on how to be due diligent mentally, professionally, in attitude and in daily conduct. KPMG partners participated actively in the training with questions and discussion which generated deep knowledge sharing about audit compliance. The warm reception of the seminar led KPMG to extend its invitation for Mrs. Liu to present similar topical training at other KPMG offices in China after the session.
At the same time, in order to better serve the capital markets, KPMG and Jingtian & Gongcheng will cohost a seminar on “How to Be a Good Gatekeeper for the Capital Markets?” in Beijing on the 26th of this month. Securities Partner— Siyuan Liu, will discuss how intermediaries, directors, supervisors and senior executives can be due diligent. Auditing Partner of KPMG — Mrs. Xing Su will talk about how to discover listed companies’ fraudulent conduct. All the relevant professionals from securities companies, listed companies and large investment corporations are welcome to attend by registering at the link at the end of the article.
Siyuan Liu Partner
010-5809 1385
liu.siyuan@jingtian.com
Siyuan Liu obtained both her Bachelor’s and Master’s degree in Law from Tsinghua University. Ms. Liu joined Jingtian & Gongcheng in 2017 and became a partner in the Securities Department. Ms. Liu specializes in securities compliance and securities litigation. Ms. Liu has represented clients in more than sixty securities-related cases such as Everbright Securities “Fat Finger Addressing Insider Trading”, Aeolus ’Disclosure Violation Case, HengKang Medical Group’s Civil Litigation Addressing False Statements, and Founders’ Securities False Statement Civil Compensation Litigation. She has also provided securities compliance advice to various financial institutions such as CITIC Securities, Sunning.com, KPMG, and Greenwoods. With Ms. Liu’s professional representation, various clients were exempted from administrative penalties by the CSRC or found in favor by courts in civil litigation addressing false statement issues. At the same time, many financial institutions established much-improved compliance structures due to Ms. Liu’s expertise.
Ms. Liu’s working Language is Chinese and English.
