To satisfy the operational requirements and enhance the compliance awareness of employees, CITIC Securities Co., Ltd. conducted anti-insider trading training in the afternoon of August 17. 4900 people from the headquarters and branch companies of CITIC Securities in over 300 venues participated either on-site or online.

To satisfy the operational requirements and enhance the compliance awareness of employees, CITIC Securities Co., Ltd. conducted anti-insider trading training in the afternoon of August 17. 4900 people from the headquarters and branch companies of CITIC Securities in over 300 venues participated either on-site or online.

The training covers the reason for insider trading, the channel for discovery, methods of supervision, right attitude and how to cooperate, suggestions on daily compliance, etc. With real cases as reference, Mr. Liu talked in detail on relevant topics. During Q & A, the audience had a lively interaction with the trainer.

Next, as CITIC Securities’ legal counsel on compliance, Jingtian & Gongcheng’s compliance team will conduct a series of securities compliance trainings for the company.